da oscurità ad oscurità:
Image, text & ideology in the public open spaces of Rome
‘Marzo’ near via Giulia and vicolo del Polverone, Rome, July 1985 photograph by Gordon Brent Ingram
PDF copy: Stephen Shapiro on da ‘oscurità ad oscurità
Stephen Shapiro*
While time is the vector of contract, space is the field of forcible possession. The expropriation and control of space, which Marx indicates as primitive accumulation, is the absolute precondition in every phase for the calculation of capital returns. While the idyllic dream of empty time, suitable for frictionless quantification, seeks to deny the discomforting history of space’s conquest, the urban tangle of antagonistic interests inexorably contains the impression of this conflict between the rulers and the ruled within its architecture, like a fossilized print of some now displaced organism. Because the city is the world-historical cradle of modern subjectivities, no reading of the urban arena is innocent of prejudices about the genetic constitution of civil society and group submission or insubordination. Reflections on urban design inescapably position political theories about civic government, which, in turn, calibrate time-space factors to propose a functioning model of the city. Thus, critical writing cannot explicate metropolitan elements, like graffiti, without implicating itself as one of them. If this is the case, how can writing, on or off the street, redirect urban expression? Or, what is the city to make of the scritti’s critical remarks?
The current edifice of natural rights theory, advertising the individual in full possession of his self and free of prior determinations, while itself a product of the urban entrepot, is paradoxically sub- or anti-urban as it invokes a pastoral where exchange occurs in a pellucid state of mutual confidence uninterrupted by the noise of brokers hustling to beat their market competition.2 Promoting the legal fiction of inter-personal objectivity, social contract theory denies its own cosmopolitan origins for the sake of commodity transitivity; it becomes embarrassed (or is this simply a tactic?) when faced with the self-evident complexity and distinctive contradictions of cities. Consequently, the City of Lockean free-traders loses its Augustan composure when urban muddle delays or misdirects the swift traffic of goods, and it speeds to tear itself down in a neo-classical gesture of surface clearing to achieve the accrued benefits of clearly defined location. A counter philosophy exists, however, in “Machiavellian” urbanity. Crafted by fifteenth-century Florentines when they were faced with the looming shadow of lost autonomy, either through foreign occupation or renewed local despotism, the idea of republican power arose, which was embodied by the active citizen confronting the vicissitudes of fortune aggravated by pre-existing power differentials.3 If the human actually is a political animal, a creature of the mixed polis, Machiavelli and his ideological inheritors sought communal strength not within a cool diorama of equals leisurely signing deeds of collegial transfer, but by saddling the centaur of various interests through by harnessing an amalgam of social coercion and consent, persuasion and compulsion. If the town of natural rights imagines itself as an Edenic garden city, the republican one exists in a post-lapsarian environment. Attuned to history’s apocalyptic dysfunction, its reference point is always the worn glory of Rome, the ideal republic that bore its gambit of Empire with the cost of Gothic disassembly. Standing on the shards of the Eternal City, the Italian school knows all too well the crippling stakes of wrestling with the Angel of Endeavour, but it is also aware of the necessity of casting its eye to the real politics of how collective associations operate or fall apart.
The attraction of the republican vision of gyrating action over the anti-historicist rights model is that while the latter will never be happy with the city as it actually exists, the former accepts, if not adores, its tumult and acknowledges urbanism as a discipline that is best realized in the act of intervention. In return, the challenge for a critical metropolitanism is forge an approach to the city that goes beyond slide-show colloquiums in order to wager for its contested grounds. Here the writings of Antonio Gramsci, including The Modern Prince (his neo-Machiavellian essay on power) are advantageous, first by the complete rejection of social contract assumptions, and then by his expansion of the urban agent from that of the single courtier to the collective group. After increasing the mass of his operators, Gramsci moves to consider material culture, the concrete aspects of mental conceptions, as the over-determined bundle of semes that are never placidly reconcilable so much as provisionally held together by the various needs of the moment. If each situation in time or location in place is the result of the transitory alliance of some interests jockeying to administrate others, then the meaning of cultural objects can shrapnel and be re-assembled as strategic deployments by various interests to gain control. For zones of human contact, there is nothing either immanent or predictable about public or private space. Tactics of representation, like graffiti, can be variously received with confrontation, congratulation, or incomprehension, but they will also always enter a space already complicated by a history of group formation or suppression. Thus, if each place involves a material constellation of mobile coalition of forces and invokes a way of thinking about itself, Gramsci’s methodology allows for urban objects to be understood as evidence of a trajectory of tensions modulated through relays of historical phases. Thus, the difficulties of the Risorganimento to secure the Italian Nation-State rebound from that of the Humanist International of the Renaissance City-States and their failure to withstand larger national entities, like the Austrians or the French. The situation of the twentieth century follows in this wake as the Northern League`s Tuscan condescension toward bureaucratic Rome and an un(der)productive South (the Kingdom of the Two Sicilies) amidst an Italy still beholden to the dictates of Northern Europe, this time in the form of EEC cross-subsidies.
By avoiding naturalism, recognizing culture as the churning pool of discordant interests, and locating an isolated object within a series of mutable configurations and sequence of events, Gramsci’s criticism could consider urban composition (and confusion) and then pivot to broach alternative histories and cosmopolitan designs that contract theory will not and a simple Machiavellianism can not. For instance, taking the question of why Italians, in a rapidly urbanizing 1920s, preferred to read translations of French novels from the prior century, instead of contemporary domestic ones, Gramsci describes how the relevance of these older novels, like Hugo`s Hunchback de Notre-Dame, can be seen as the result of a roving search for a medium of explanation by the largely unorganized populace about the rapid changes to its environment caused by the rapidly changing environment caused by Il Duce`s reconstruction. Hugo`s writing about the shape of Paris can also be read typologically as inflection for latter-day Rome, as well as suggesting, in turn, how other floating scripts, like graffiti, may convey the disorienting emergence of new social fractions, and their renovation of the old regime, as a spatial dislocation. The implications for contemporary urban activism of this literary transportation is an awareness of the need, prior to other rehabilitating projects, to implode the central zone`s definitional markers and mappings of order (as well as dismiss any anxiety about their loss) as a means of loosening the cement the current hierarchy needs to hold its structure together.
via Galvani, Rome, July 1995 photograph by Gordon Brent Ingram
Streamlining the City
Imagine a city built to be experienced primarily at night. This would not be an urbanism subservient to the glamour of ornamental light, but a metropolis that, by relying on framing coordinates other than the land/sky scape, disavows the monumentalism of vertically congealed authority and spectacle of peripatetic consumer desire. This optic strain might seem to be an intentional folly, except for how it betrays the scopic imperative that valorizes transparency as the legitimating standard in order to overlook a priori disparities of access, establishment, and prestige. In his Image of the City (1960), Kevin Lynch argues that good city form of clearly articulated spatial segmentation functions as the pedagogic medium for the viewer’s graduation into a participatory mechanism about municipal resource allocation.4 Never mind that by positing a naive aboriginal coming belatedly to wonder at an already demarcated settlement, Lynch invokes a Rousseauian primal scene that begs the question of what initiated or prolonged this inequity, which must now be ameliorated through civilian tutelage, or how this redistribution machinery might simply operate as an insidious form of bureaucratic management that protectively encapsulates more immediate and informal modes of dissent. The definition of the functional city remains one of popular submission to a set cartography where the encounter of the civil engineer and the public comment period always results in the fine blue-print solution favoring the applied prosthesis of capital investment over a more intensive reorganization of the intrinsic advantages held by certain life-situations over others.
Lynch’s manifesto might easily be relegated to the annals of neo-liberalism except that its imagination has resurfaced with a vengeance in current critical theory, not least of which is how its project of cognitive mapping has been reclaimed in Jameson’s highly influential writings on cultural production and periodicity. First drawn to the slogan as a negative indicator of the passage of modernism, Jameson has championed the utility of charting a phase’s ideological display as a means of perceiving class consciousness. “Lynch suggests that urban alienation is directly proportional to the mental unmappability of local cityscapes. A city [that] allows people to have, in the imaginations, a generally successful and continuous location to the rest of the city gives them something of the freedom and aesthetic gratification of traditional city form — the incapacity to map spatially is as crippling for political experience as the analogous incapacity to map spatially is for urban experience. It follows then that an aesthetic of cognitive mapping in this sense is an integral part of any socialist political project.”5 Yet, whatever our subject position is regarding the optics of spatial composition and its ligature to techniques of accumulation or managerial supervision, there remains the crucial difference between a consciousness about class splayed through the atmosphere and a consciousness of a class for itself in the act of its own apprehension and reconstruction of the city. Furthermore, it seems that any preliminary resistance, no matter how provisional, will seek to scramble the formality of cartographic guides. The act of the marginalized gaining its own right to experience the city is perceived as vertiginous alienation mainly for those who made the t-rules in the first place. When Berlin squatters spray-painted the street-signs black in post-unification East Berlin to disorient the influx of Western police, property-speculators, and tourists (who, in an moment of unplanned detournement straight out a Situationist manifesto, were unable to reconcile their hand-maps with a personal sense of their bodily location), the autonomes were denounced as violating the general will favoring the authority’s “change of name” and traffic that had been previously obstructed by the Wall. Local concerns about the renewed loss of self-determination were infantilized as the problematic idioms of a festering, rude provincialism. What followed, in an attitude of simple destruction, was the typical response to graffiti’s dissonant square quotes: the mess must be cleaned up.
But Jameson is not alone here, since a homologous gesture exists in Habermas’ notion of publicity that he first explored in The Structural Transformation of the Public Sphere (1961). The public sphere is the “domain” of our social life in which public opinion can be formed “to deal with matters of general interest.”6 In principle, it is easily accessible, since the public sphere is “partly constituted in every conversation in which private persons come together to form a public.” Publicity occurs when individuals speak neither as business or professional people conducting their private affairs, nor as legal consociates subject to the legal regulations of a state bureaucracy and obligated to obedience. Citizens act as a public when they deal with general interest without being subject to coercion; thus with the guarantees that they may assemble and unite freely, and express and publicize their opinions freely. When the public is large, this kind of communication requires certain means of dissemination and influence; today, newspaper and periodicals, radio and television are the media of the public sphere. Encountering each other denuded from their past, identity-less individuals perform within the public sphere without hidden interests (private wills or even unconscious drives) fettering the Bourse of ideas. Putting aside issues about the uneven facility of shared language, be it the privilege of a specialized professional discourse or Nation-State mono-lingualism that threatens the immigrant’s enfranchisement into citizenship, this definition of the public sphere flattens discensus by imagining that there is, after all, a topic of immediate, common interest that everyone will choose to prioritize and join in.
Shaking hands with Lynch, Habermas’ communality depends on a recognizable topography of “public space,” like cafes, bars, or parks, where persuasive bodies can meet to discuss. Spatial and cognitive arenas are now symbiotic, if not interchangeable, as city form requires avenues of inter-course to enunciate its shape, and the public sphere needs to exist within regions of tangible contact, or find alternative mediums like the newspaper that can overcome distance. The shared requirements and sensibilities of visual and communicative clarity neatly converge in the exemplary Nolli map of Roman piazzas, which illuminates the zones of pedestrian publicity, rather than islands of nature or impressive structures, as the city’s greatest feature of orientation. Yet, even in the most traditional city-form/forum of Rome, there is no equalizing, Brownian movement of people that can gratify the collaboration of the objective eye and dialogue by evening out differences. The wine-bar talk in the progressive air of the Campo de’ Fiori cannot be transferred to Fini’s Fascist night-time rallies in the Piazza del Populo. And whenever these conversational cavities become too set in their ways, their appears the graffiti that projects obscurity and a mono-directional language so that the sweetness of shared opinion is interrupted by the tang of idiosyncratic interests or the urgency of the anonymous, unlocatable rumor that falls off from the grapevine.
While it is common today to summon a Nietzschean suspicion about the will to truth lodged within claims of communicative and visual transparency against Kantian objective reason’s domination, not all dissent is circumscribed by the face-off between Habermas and Foucault. Consider, for instance, how Antonio Gramsci positions Habermas’ topoi of public space as part of the “material organization aimed at maintaining, defending, and developing the theoretical or ideological” structures of subordination, rather than an ideal plateau isolated from worldly concourse. Although “the press is the most dynamic part of this ideological structure,” Gramsci cautions that it, “is not the only one.” Everything which influences or is able to influence public opinion, directly or indirectly, belongs to it: libraries, schools, associations and clubs of various kinds, even architecture and the layout and names of streets.”7
via del Biscione near Campo de’ Fiori, Rome, July 1994 photograph by Gordon Brent Ingram
Gramsci`s City-Centaur: Text and Public Space in the Prison Notebooks
While Gramsci’s Prison Notebooks is one of the touchstones of contemporary cultural studies, there has been surprisingly little resort to his work in urbanism, human geography, or spatial studies, even as he devotes a substantive portion of writing to aspects of space ranging from the regionalization of employment to the managerial inter-relations of land, culture, and politics. This absence of critical attention may be that while Gramsci is known for his terminological innovations, he developed no neologisms specifically for analyzing space. But given the interaction of space, collectivity, and mental conception, his more well-known concepts, like common sense and hegemony (useful for their avoidance of the binary of rationality and its degradation) can also inform architecture and urban design, especially since their roots, as we will see, reside in issues about space. For instance, rejecting the notion of philosophy as an “`individual’ elaboration of systematically coherent concepts,” Gramsci understood it to be “above all else a part of the constant struggle to transform and dominate the popular `mentality’.” He called this mentality “common sense” and gave to its domain conceptions about the world, patterns of behavior, and rhythms of everyday life. But common sense cannot be graded in terms of its relative lucidity. It is “not a single, united conception, identical in time and space — it takes countless different forms — even in the brain of one individual.” “Fragmentary, incoherent, and inconsequential,” it is a “chaotic, aggregate of disparate conceptions.”8 No transparent dicta waiting to be revealed through linguistic exercise or snugly ranked within a chain of intellectual being, common sense is the protean, turbulent, and contradictory jumble of mental and material practices through which fractions struggle to recognize, interpret, and enact their uneven life conditions. It is also the medium where groups strive to promote themselves by orchestrating to their advantage a consensus of accepted behavioural practices where common knowledge, connaissance, becomes unquestioned, but still disciplinary, truths (savoir). Yet, as Gramsci never failed to stress, common sense is always, and not simply exceptionally, a product of varying ratios of consensus and coercion, persuasion and compulsion, agreement and violence. It differs from a brittle notion of ideology, since it does not involve a wholly opposite, external force that might be adroitly removed, if only we knew how, in a liberatory flourish of de-repression. On the other hand, common sense does not have the inclusiveness that culture is often taken to mean, where any statement automatically achieves a significant status regardless of its influence on any other performative social acts. Although the specificity of common sense and its application is hard, at times, to characterize, a better sense comes as Gramsci likens it to Machiavelli’s anthropomorphic image of compound power, the Centaur.
This image from The Prince is not lightly chosen, since its trope holds the key, in fact, to one of Gramsci’s essential concerns and is irreplaceable in understanding his importance for urban studies. In a particularly Italian problematic of how to re-conglomerate after the Empire’s Fall, where Gothic disarray forever de-naturalized assumptions about the inevitability of Roman glory, Machiavelli asked, how can the Prince rule in regions, like Tuscany, that because of its incessantly changing lineage has no stable mythos of Ancient Tradition that can bathe the reigning authority in the aura of super-naturalized Right? While the Greeks made an art of worrying about the aristocrat’s self-fashioning, the development of his spirit-in-the-body, and then took for granted that this narcissistic process would automatically insure that the council of beautiful souls could politically dominate the labouring mass, Machiavelli abandoned the psychomachia of ego-centred ethics to consider the challenge and risk of rule as that of how to manage people-in-space, be it the communal city or region. This shift of emphasis from the individual’s care of the self to the realization of ideas in the act of arranging society inaugurates modern political science, declares the urban theatre as a field of surveillance, and introduces “the Italian Question” of achieving national cohesion that remains as difficult today for the Rome-based Olive Tree of technocrat Prime Ministries as it was for the Florentine Renaissance.
By informing the Prince that he is a centaur, Machiavelli indicates that power is dynamic, heterogeneous, and thoroughly implicated in an actual space beyond the murmuring grove of aristocratic luxury. Where the Greeks assumed that disenfranchised populations (helots, women, foreigners) were blockheads that could be easily moulded by the electivity of Platonic will, such assurances were not to be had in a Po region of tenuous possession. The Prince now operates in a public sphere of varied traffic where the stage is accessible to more than one group, and the centaur-prince forgets the skill of persuasion and cultivating influence at his own risk. If, bedazzled by his rank, he imagines that sheer command of rank will suffice and forgets that his authority comes from a rough-hewn coalition of multiple parts, then, Machiavelli warns, he better learn to watch his ass. Because Machiavellian power is an organic alliance, grand history is diminished in favor of analyzing the temporal sequence of contingency. Why did events happen that way? Because space is now controlled momentarily, rather than ceremoniously, the prince must, for the first time, pay attention to public opinion, and leadership now requires hermeneutic skill. The Prince must learn to read the political scene possible eruptions against his rule. He must inhabit a material realm of allegiances and ideas, and the best medium for this pursuit is the city’s meeting grounds and pockets of discussion.
It was this connection between group diversity, power, history, and reading space that Gramsci recalled to renovate Machiavelli into his own treatise, The Modern Prince, which shifted the core question from the one of how can the noble rule to how can (Italian) subaltern groups take over the rule of mixed spaces like cities. By positing common sense as a material presence that, by its very nature, is undefined, Gramsci turns the education of the Prince inside-out to open history for a didactic review of the presence and development of non-elite groups. But “the history of subaltern social groups is necessarily fragmented and episodic” since its narration must be excavated from elements that up until now have been controlled by hegemonic powers. Subalterns groups must often use material space not always of their own choosing for their representation. Thus, when seeking locations of subaltern presence, Gramsci explains that he and the other editors of the Ordine Nuovo decided to “study the capitalist factory, but not as an organization for material production which would require specialized knowledge we do not possess. [i.e. not as a case for developing knowledge about the systemic expropriation of surplus-value — but] as a necessary framework for the working class, as a political organism, as the `national territory’ of workers’ self-government.”9 The mixed use of space (the factory as ambivalent sphere of workers control and rebellion) means that the fragmentary mental conception of common sense is coterminous to and denominative of common (public) space and common (popular) experience.
If the skirmishes of common sense shape the liquid environment, then piazza space, as well as the factory, shapes its contours and can be used to teased out in the triangulation of time, space, and representation. In what ways though, can non-manufacturing space represent those who have not had the liberty of engineering (or describing) its design? But a Gramscian view of the inscription of conflict within the city-centaur does not cast its eye to the military worthiness of the urban enclosure (barricades over here, the Sitte-esque statue toppled there). Instead, it examines the spectrum of idiographic forces inherent in the publicity of the square, from its arrangement of street furniture and traffic to graffiti’s fugitive marks of desire, identity, or malediction smeared on its surfaces. Since subaltern groups are not currently empowered to leverage the large-scale physical plant investments or regulations of public space, their presence will instead appear as fragments in what might seem unified space if we were to accept how the Nolli maps blank out of the actual movement of Romans under its white thumbprint. Since the variegated constitution of common sense means that no group-aspect can be entirely emarginated, we need only to learn how to read the urban fabric from the frog’s perspective a textile cross-hatched by the weave writing, time, and space. An example of this appears as Gramsci looks askance at his own Italy to deliver, like an underdeveloped negative, a new picture of the city’s record of itself. near Arco dei Banchi, Rome, April 1990 photograph by Gordon Brent Ingram
Notes
* Stephen Shapiro, Professor, Department of English & Comparative Literary Studies, University of Warwick, Coventry CV4 7AL England. This essay was initially written for the dad oscurità ad oscurità project in April of 1997 in New York City.
2. C.B. Macpherson, The Political Theory of Possessive Individualism: from Hobbes to Locke (Oxford: The Clarendon Press, 1962).
3. J.G.A. Pocock, The Machiavellian Moment: Florentine Political Thought and the Atlantic Republican Tradition (Princeton: Princeton University Press, 1975).
4. Kevin Lynch, The Image of the City (Cambridge: MIT Press, 1960).
5. Fredric Jameson, Postmodernism, or, The Cultural Logic of Late Capitalism (Durham: Duke University Press, 1991), 415, 416.
6. Jürgen Habermas, “The Public Sphere” in Jürgen Habermas on Society and Politics: A Reader, ed. Steven Seidman (Boston: Beacon, 1989), 231.
7. Antonio Gramsci, Selections from Cultural Writings (Cambridge: Harvard University Press, 1985), 389.
8. Antonio Gramsci, Selections from the Prison Notebooks (New York: International Publishers, 1971), 419, 422.
9. Antonio Gramsci, The Modern Prince and Other Writings (New York: International Publishers, 1957), 23.
Vicolo dei Governo Vecchio in Rome in November 1986 photograph by Gordon Brent Ingram